The go-to guide to acing the Series 9 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates must have passed the Series 7 prior to taking the Series 9. Created by the experts at The Securities Institute of America, Inc., Wiley Series 9 Exam Review 2017 arms you with everything you need to pass this ninety-minute, 55-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: * Dozens of examples * Assorted practice questions for each subject area covered in the exam * Priceless test-taking tips and strategies * Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 9 Exam Review 2017 is your ticket to passing the Series 9 test on the first try with flying colors!
- ISBN10 1119379776
- ISBN13 9781119379775
- Publish Date 6 March 2017
- Publish Status Out of Stock
- Out of Print 29 June 2021
- Publish Country US
- Imprint John Wiley & Sons Inc
- Format Paperback
- Pages 216
- Language English