Bank and Brokerage Back Office Procedures and Settlement

by Mervyn King

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Book cover for Bank and Brokerage Back Office Procedures and Settlement

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Every bank and financial institution worldwide grapples with the problems of proper, accurate, and legal recording of customer transactions, whether a simple stock trade or a conversion of currencies. In this ground-breaking work, financial operations expert King shows banks, brokerage, financial funds, and a host of other financial institutions how to improve and enhance operations management to ensure careful and accurate back office activity/settlement. Topics include: set up and role of the back office; post-settlement duties and operations; currency conversions and the Euro; risk management and market fraud; investigation and audit support; operations management, etc.
  • ISBN13 9781135934576
  • Publish Date 31 December 2023 (first published 26 January 2000)
  • Publish Status Cancelled
  • Publish Country GB
  • Publisher Taylor & Francis Ltd
  • Imprint Routledge
  • Format eBook (EPUB)
  • Pages 250
  • Language English