The Wiley Series 10 Exam Review prepares candidates for the General Securities Sales Supervisor Qualification Examination. After passing the Series 10, candidates will be qualified to supervise sales activities in corporate, municipal, and office securities, investment company products, variable contracts, and direct participation programs. This study tool features an online test bank with 67 questions per chapter to aid in preparation for the four-hour test, which includes questions covering FINRA, New York Stock Exchange, Municipal Securities Rule Board, and Securities and Exchange Commission rules.
- ISBN10 1118719697
- ISBN13 9781118719695
- Publish Date 16 December 2013 (first published 26 November 2013)
- Publish Status Out of Stock
- Out of Print 20 October 2014
- Publish Country US
- Imprint John Wiley & Sons Inc
- Format Paperback
- Pages 330
- Language English