The go-to guide to acing the Series 9 Exam!
Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates must have passed the Series 7 prior to taking the Series 9.
Created by the experts at The Securities Institute of America, Inc., Wiley Series 9 Exam Review 2020 arms you with everything you need to pass this ninety-minute, 55-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:
Dozens of examples
Assorted practice questions for each subject area covered in the exam
Priceless test-taking tips and strategies
Helpful hints on how to study for the test, manage stress, and stay focused
Wiley Series 9 Exam Review 2020 is your ticket to passing the Series 9 test on the first try—with flying colors!
- ISBN10 1119703875
- ISBN13 9781119703877
- Publish Date 31 March 2020
- Publish Status Out of Print
- Out of Print 13 March 2021
- Publish Country US
- Imprint John Wiley & Sons Inc
- Format Paperback
- Pages 224
- Language English