A reference guide for auditors on the complex operations of the securities industry. It illustrates the regulatory framework which governs all businesses in the securities industry, and gives details of the financial regulation which it imposes. The authors set out an overall approach to the audit of a security business. Key aspects, the main problem areas and interpretation of the rules are indicated, and specimen audit reports are shown.
- ISBN10 1853551325
- ISBN13 9781853551321
- Publish Date September 1990
- Publish Status Out of Print
- Out of Print 14 August 1996
- Publish Country GB
- Imprint Palgrave Macmillan
- Format Paperback
- Pages 430
- Language English